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Compliance Monitoring Analyst in London at Tokio Marine HCC

Date Posted: 2/8/2018

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    London
  • Job Type:
    Consultant
  • Experience:
    Not Specified
  • Date Posted:
    2/8/2018

Job Description

Job Purpose:

The main purpose of the role will be to provide assurance that regulatory compliance controls are operating effectively by performing thorough monitoring reviews in a number of areas relevant to the business.

Key Responsibilities:

Assuming responsibility for the compliance monitoring programme thereby assisting the Compliance team in ensuring business compliance to UK and European laws and regulations. The programme will involve:

  • Analysis and review of data: specifically assessing and reporting upon business areas’ compliance with licensing requirements and economic sanctions and with measures designed to contain their exposure to financial crime, being bribery and money-laundering
  • Upon analysis and review of data, liaising with the business as required to resolve exceptions; and
  • Preparation of monitoring reports to a high standard.
  • The maintenance of the Compliance Department and business compliance documented procedures.
  • Monthly submission of EL policy data to ELTO and execution of tracing requests
  • Providing guidance to others in the company on compliance with relevant regulatory rules and codes of practice and circulating information to key stakeholders
  • Providing co-ordination support for internal audit reviews and regulatory visits

Job Requirements

Skills and Experience Specification:

  • Experience of similar responsibilities in a compliance or internal audit role within an insurance company or other financial institution.
  • Strong written and communication skills.
  • Experience within the Lloyd’s Market preferable.
  • Attention to detail
  • Enjoys analytical work

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