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Corporate Compliance Analyst - Associate in Houston, TX at Tokio Marine HCC

Date Posted: 10/23/2018

Job Snapshot

  • Employee Type:
  • Location:
    Houston, TX
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:

Job Description

Tokio Marine HCC is a leading specialty insurance group with offices in the United States, the United Kingdom, Spain and Ireland, transacting business in approximately 180 countries and underwriting more than 100 classes of specialty insurance. Tokio Marine HCC products and capabilities set the standard for the industry, and many of the Company’s over 2,700 employees are industry-leading experts.

We have an exciting opportunity for a Corporate Compliance Analyst - Associate in our Corporate Headquarters located in Houston, TX.

Position Summary: 

Under immediate supervision, assists in the ensuring licensing and appointments are aligned with corporate policy guidelines. Prepares the same for filing with state/federal regulators.  

Key Responsibilities: 

Relying on instructions and pre-established guidelines, the Corporate Compliance Analyst - Associate is responsible for accomplishing the following as guided by others. These assignments are routine in nature. 

  • Coordinate licensing and appointments for assigned subsidiaries and affiliated producers.
  • Prepare and file sensitive and confidential data with state and/or federal regulators
  • Manage agency appointment efforts for several insurance company subsidiaries. Monitor to ensure agents have the correct license and are appointed by the correct company.
  • Serve as a resource to employees, officers, and directors of the Company in responding to compliance queries, as well as tracking responses and issues for compliance trends and recordkeeping.
  • Track compliance with state statutes, regulations, bulletins, and Company policies and procedures to ensure adherence to filing and regulatory requirements.
  • Prepare and generate tracking reports designed to ensure compliance with Company policies and procedures and state and federal laws and regulations.
  • Perform other general clerical duties such as copying, filing, faxing, mailing, scanning, answering phones, and operating departmental office equipment as required.

Job Requirements

Position Knowledge, Skills, and Requirements: 


  • Bachelor’s degree in Business, a related field, or the equivalent education and/or experience 


  • Up to two years of relevant and progressive professional experience


  • Possess and have ability to apply basic knowledge of principles, practices, and procedures
  • Good written and verbal communication skills with an emphasis on confidentiality, tact, and diplomacy
  • Good organizational and analytical skills; demonstrated ability to manage multiple tasks simultaneously
  • Knowledgeable of industry changes, legal updates, and technical developments related to applicable area of the Company’s business to proactively respond to changing business environment
  • Proficiency and experience using Microsoft Office package (Excel, Access, PowerPoint, Word)
  • Overtime hours may be required to fulfill job responsibilities
  • May require travel outside normal work location

Tokio Marine HCC offers a competitive salary and employee benefit package. We are a successful, dynamic organization experiencing rapid growth and are seeking an energetic and confident individual to join our team of professionals.  Tokio Marine HCC and its subsidiaries are equal-opportunity employers. Please visit (file:// for more information about our companies.


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